The
6-Step Process
Read more NEXT Swipe left or right to navigate "If you aren't going all the way why go at all." -Joe Namath
processInfo Making Your
Financial Dreams Come True
Making Your Financial
Dreams Come True
Like most people, you have hopes and dreams — life goals for yourself and your family. Financial planning is the process of wisely managing your finances so you can achieve those life goals while navigating the financial barriers that arise in every stage of life.

The preparation of a detailed financial plan specific to you is a valuable added service we provide on a complimentary basis. In simple terms, it helps us help you. Our goal is to have clients engaged in the six fact-finding sessions with our advisory team to build an ongoing plan which will address finance goals such as savings, investment, retirement, and estate planning, etc.

Once the plan is implemented, our structured review program will guide and keep you in the right direction.
Our clients are engaged in six fact-finding sessions with our advisory team to build an ongoing plan which will address finance goals.

Once the plan is implemented, our structured review program will guide and keep you in the right direction.
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Step 1. Establish & Define Client-Advisor
Relationship
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step1Info Establish & Define Client-Advisor Relationship The advisor explains the services to be provided and defines his or her responsibilities along with the responsibilities of the client.

The advisor explains how he or she will be paid and by whom. The advisor and client should agree on how long the relationship will last and on how decisions will be made.
The advisor explains the provided services and defines the responsibilities of the advisor and the client. The advisor explains how he/she will be paid and by whom. The advisor and the client should agree on the length of the relationship and on how decisions will be made. NEXT
Step 2. Gathering client data and goal setting Read more NEXT step2info Gathering Client Data and Goal Setting The advisor asks about the client's financial situation, personal and financial goals, and attitude toward risk. The advisor will gather all necessary documents at this stage before giving advice. The advisor asks about the client's financial situation, personal and financial goals, and attitude toward risk. The advisor will gather all necessary documents at this stage before giving advice. NEXT Step 3. Analyze & Evaluate Financial Status Read more NEXT step3info Analyze & Evaluate Financial Status The advisor analyzes the client's information to assess his or her current situation and determines what must be done to achieve the client's goals.

Depending on the services requested, this assessment can include analyzing the client's assets, liabilities, cash flow, insurance coverage, investments and tax strategies.
The advisor analyzes the client's information to assess their current situation and determines what must be done to achieve the client's goals. Depending on the services requested, this assessment can include analyzing the client's assets, liabilities, cash flow, and investments, etc. NEXT
Step 4. Develop & Present financial recommendations Read more NEXT step4info Develop & Present Financial Recommendations The advisor offers financial planning recommendations addressing the client's goals based on the given information.

The client will review the recommendations with the advisor so he or she can make informed decisions. The advisor then listens to client concerns and revises the recommendations as appropriate.
The advisor offers financial recommendations addressing the client's goals based on the given information. The client will review the recommendations with the advisor, and then the advisor listens to any concerns and revises the recommendations as appropriate. NEXT
Step 5. Implementing the financial plan Read more NEXT step5info Implementing the
Financial Plan
The advisor and the client agree on how the recommendations will be carried out. The advisor may carry out the recommendations for the client or serve as a "coach", coordinating the process with the client and other professionals such as attorneys and accountants. The advisor and the client agree on how the recommendations will be carried out. The advisor may carry out the recommendations for the client or serve as a "coach", coordinating the process with the client and other professionals such as attorneys and accountants. NEXT
Step 6. Monitor the Financial Plan Read more Back to top step6info Monitor the
Financial Plan
The client and the advisor agree upon who will monitor the client's progress toward the financial goals. If the advisor is involved, he or she should convene with the client periodically to review the situation and adjust the financial plan's recommendations as needed. The client and the advisor agree upon who will monitor the client's progress toward the financial goals. If the advisor is involved, he/she should convene with the client periodically to review the situation and adjust the plan's recommendations as needed.

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